The love of unseen things that do not die

Late Thursday night, five singers, students at IU’s Jacobs School of Music, were killed when their plane crashed coming into Bloomington’s airport. It’s a terrible loss not only for their family and friends, but for all those who knew them at the music school. The students were bright and talented and full of promise; I had heard several of them sing in various productions here, and one of them, Robert Samels, was familiar to me as a voice on IU’s public radio station, an announcer and the producer and host of an excellent weekly show about vocal music. I am not formally connected with the music school, but I spend plenty of time at concerts here and feel like a distant member of the music school family that has suffered this loss. The young people were all similar in age to my sons, and my heart goes out to their parents. (My sister once said of parenthood that it was 18 years of worry, but in fact you are always vulnerable to that unimaginably horrible phone call.)

This evening the music school is going to perform Beethoven’s Ninth Symphony, with its stirring choral ode to joy. I had been looking forward to the performance, and two of the students who were killed in the crash were going to be part of the chorus. My first reaction after the crash was that this joyful music would be as jarring right now as the cruelly lovely April weather we are having this weekend. I had no heart for such a thing, but still it seemed important to go. I remember September of 2001, when the Lotus World Music Festival came less than two weeks after the 9/11 attacks. I felt similarly heartsick then and almost decided not to go. But in the end I went and was glad I did; for one thing, I didn’t want for Bloomington to be collectively terrorized into losing this wonderful mingling of world cultures. I didn’t want the bad guys to win that one. But this is different; there are no bad guys, other than the immutable fact that all we hold dear is painfully transient and fragile.

I’m not the only one who thinks this performance tonight is important, though; it will be offered as a tribute to the five young people who have died, and I’ve heard that additional singers are asking to participate so that they can also be part of the tribute. I expect it will be a powerfully emotional performance. One of the things that draws together the people at the university and in Bloomington who value all the wonderful live music we have here is, I think, expressed in the phrase “the love of unseen things that do not die.” (The quote is from an inscription in a lecture hall at Princeton, and is attributed to Princeton alumnus H. E. Mierow.) That’s why the concert tonight is important. Despite, or maybe even because of, everyone’s grief at the loss of these five students, it’s important that the music they loved will continue.

Turning off the self

When I read Sam Harris’s The End of Faith recently, I was struck by some of the things he said about meditation and consciousness, like the following:

“Meditation,” in the sense that I use it here, refers to any means whereby our sense of “self”—of subject/object dualism in perception and cognition—can be made to vanish, while consciousness remains vividly aware of the continuum of experience.

Some recent research seems to have located a part of the brain involved in accessing that sense of self during introspection, and even watched that part of the brain go quiet when people were intensely engaged in processing sensory input. Researchers used fMRI (functional magnetic resonance imaging) to scan the brains of people who were performing two tasks, one requiring that they focus on the characteristics of either an image or a piece of music, and the other requiring that they focus on their own feelings about the image or the music. Different brain areas were involved in these two tasks; furthermore, when people were most intent on the sensory task, the part of the brain active in the self-evaluative task was quiet. There are some interesting parallels here with what Harris said about meditation. I’m intrigued by this look into what goes on in the brain during moments of absorption in what is going on around us rather than our reaction to it. A friend of mine recently told me that one reason people enjoy physically demanding activities like rock-climbing is that you have to pay such close attention what you’re doing that there’s no room for worry or depression in your mind. I’m not going to take up rock-climbing, but I think that kind of absorption might be similar to what I find in playing the piano.

http://www.eurekalert.org/pub_releases/2006-04/cp-wtb041406.php

Explaining female orgasm: An interview with Elisabeth Lloyd

In The Case of the Female Orgasm: Bias in the Science of Evolution, Elisabeth Lloyd (Arnold and Maxine Tanis Chair of History and Philosophy of Science and Professor of Biology at Indiana University, Bloomington) examined the data supporting the 21 evolutionary explanations for the origin of female orgasm. She concluded that the evidence as it currently stands best supports the hypothesis that female orgasm is not an adaptation, but a byproduct of embryological development and the adaptiveness of orgasm in the male, and that there is inadequate evidence to support any of the hypotheses indicating that female orgasm is an adaptation. The book has generated a great deal of response from feminists as well as scientists. Prof. Lloyd spoke with Thinking Meat in April 2006.

TM: Did you expect the book to get the reaction it did?

EL: Oh, no. Several people had warned me; a couple of my friends had a much better idea than I did that I would run into some of the problems that I did run into. I was expecting the objections from evolutionary adaptationists (for example, the reaction from David Barash, although I didn’t anticipate that it would be quite so ad hominem. I would like to note, however, that David Barash very generously arranged the unique opportunity for my rebuttal—which is posted on my web site—to be linked to directly within the journal Evolutionary Psychology immediately following his highly critical review), because the book did show that at least on this occasion, pursuing an adaptationist program single-mindedly led to pretty deficient science.

What I didn’t anticipate at all was the feminist backlash, because I’ve been a feminist since I was 20 years old, and the book offers a feminist analysis. My friends warned me that it would be misread and misinterpreted, and that some feminists would take the point of view that I was promoting a male model of female orgasm, that is, that the byproduct account is somehow male in essence because it says female orgasm is derived from the selected male orgasm. But that’s “derived from” in only the most trivial sense. It says only that male orgasm is adaptive; it doesn’t mean “derived from” in any metaphysical, meaningful, cultural sense. I mean, we don’t care what’s adapted or a byproduct in real life and in culture; most of the important traits that we care about in society are byproducts. Most of the functions of the brain, the things we do in everyday life, like reading and writing and using a computer and going to the opera, these are all byproducts, and we don’t care about whether they’re byproducts or not. So I guess I didn’t really believe that anyone would misunderstand the theory so profoundly to take me to task for it, especially feminists, since I was a feminist. But a couple of friends of mine who anticipated that that would happen were absolutely right, and it was a very vicious set of reactions. It caught me completely off guard; I was absolutely stunned.

TM: What surprised me was that it came from two different directions which logically couldn’t both be right.

EL: I couldn’t win for losing; one side said I was overly influenced by my ideological beliefs to make a scientific conclusion, and the other one said that I was overly influenced by my science to make an ideologically incorrect conclusion. But both of those perspectives are actually wrong. You can understand why the adaptationists would get paranoid, because they look at what I did, which is to take the 20 adaptive explanations of female orgasm and find every one at fault, and they say, “She was out to get adaptationist explanations, she had an agenda. She went out and said: I’m going to show that every one of these evolutionary explanations for female orgasm is wrong.” That’s one way to think about why it is that I ended up saying that every explanation turned out to be deficient in its evidence. But the other obvious explanation for why I came to the conclusion I did was that I approached every explanation individually and examined it and used the ordinary standards of evidence for evolutionary explanations and found independently that each one was deficient, which is in fact what happened.

When I first started looking at female orgasm, I was trying to answer this question for a friend, who had asked me, “What’s the function of female orgasm?” I assumed it was an adaptation, so I wasn’t on the warpath at all. But I was struck by how the explanations that I found conflicted with what I knew about the sex literature. They seemed evidentially deficient on their faces, so I thought, oh, these aren’t very good adaptive explanations, and so the ball started rolling…I went in assuming it was an adaptation and ended up thinking it wasn’t; it’s not that I set out to show that it wasn’t an adaptation. They just made that up; it’s pure fantasy!

TM: Do you think they might be defensive, because some of these hypotheses seem surprisingly poorly supported, and they’re wondering why they didn’t ask these questions themselves?

EL: In the last few years that I was researching the book I kept getting told again and again that it had been proved that female orgasm was an adaptation, and I’d better damn well go back and look at that uterine upsuck evidence. [The uterine upsuck hypothesis is that orgasm aids in conception by causing contractions that suck sperm into the uterus.] And I went over that stuff with a fine-tooth comb; you can see my analysis in chapter 7. I found what I found, which was a sort of smoke and mirrors with very shoddy statistical evidence, which does not pass muster for even the most primitive statistical standards of any scientific journal that I have run across. And so far even my worst critics agree with me about that.

So, yeah, I imagine there would be a certain degree of embarrassment about this, because this stuff has been taught all over the world as fact, for the last twelve years. I cite more than half a dozen publications in my book which deliver it as the uncontested fact of the matter about the evolution of female orgasm. Now the fact that it turns out, on closer inspection, to be little more than speculation at this point in time, would I think naturally be an embarrassment to the evolutionary community, because it’s evidence of a failure of self-policing. When they were writing that female orgasm was an adaptation and that it was in fact this type of adaptation, there was a competitive explanation that it was a byproduct that was well supported by evidence and that they had dismissed out of hand. They claimed that in contrast this other explanation was well supported. That turned out to be not true. As a result, they ended up delivering a story—a fable—about the state of the evidence, and in fact, a fable about the evolutionary standing of female orgasm to all their students over twelve years all around the world. That’s a lot to be responsible for. So it isn’t just that they said the one thing was a fact, it’s that they also said that the other thing, the byproduct view, was wrong. And what that means is that they’ve said it exactly backwards: The byproduct view has the evidence; the upsuck view does not have the evidence. That’s a serious thing in my book. So yeah, I think that they have something to answer to, and I think that if they are embarrassed they should be, and if they’re not, they should be starting to be embarrassed.

TM: So why do some people believe so strongly that most traits are adaptations—why are they adaptationists?

EL: I think the best thing to do would be to ask them why they’re adaptationists. I don’t know why they’re adaptationists. I would like to know, for example, why John Alcock thinks what he thinks, very much, in fact. He has a well-documented, savage, and implacable hatred of Stephen Jay Gould that was sort of manifested in this discussion of female orgasm. It made it very nice for me in my discussions and exploration of the literature, because he wrote so much about it. But that might have contributed to his making some claims that might be considered ill judged on the evidence.

There’s something really, really exciting when you realize how natural selection works to shape and create mechanisms that contribute to the reproductive success of organisms. The power of the combination of random mutations and selection to produce such creativity, the power of creativity is so mind-boggling that many a researcher, I think, is captivated for life by that, and pursues the mission of looking at the natural world in those terms, which is an understandable and admirable way to approach things. A problem with that is that we know that evolutionary processes involve more than mutation and selection, and in particular more than selection processes. Evolutionary change involves historical and developmental processes as well, and of course all of these are also shaped by selection over time, so there is a very complex interaction. But the interaction of, for example, selection and development, and selection and history, is something that may not be as exciting. To get inside the adaptationists, though, I think you’d need to ask a self-styled ardent adaptationist like John Alcock or David Barash.

TM: After all, it’s not like evolution created human beings out of nothing; it had to work with what was there.

EL: One of the most common confusions I’ve run across with the book, and I was discussing this recently with Frans de Waal, is that people have gotten confused about the evolution of the clitoris in terms of its role in sexual excitement. Donald Symons since 1979 and Gould and I have always been very clear that it’s adaptive in its role as producer of sexual excitement and trigger for the variety of responses that are involved in preparing for sexual intercourse (for example, keying up the changes in vaginal length and increased lubrication and so forth, and sexual interest in intercourse), all of which are clearly adaptive. What we claim is that it’s not adaptive in the very specific function of producing the spinal reflex of orgasm itself, which is only one of the many possible reactions that the clitoral physiology can be involved in. It’s perfectly clear that the role of the clitoris in all these other things, sexual excitement, lubrication, etc., is adaptive and there would be plenty of selection for the clitoris in all of those functions, and therefore selection for it and maintenance in that role. It’s just that there’s no evidence for its selection for the reflex. It’s never been correlated with fitness; there’s no evidence for design; there’s no evidence for function; it’s not correlated with anything that we know of.

TM: I like the list at the very beginning of the book of characteristics that a trait must have to be an adaptation. To my mind that would be a good thing for the average reader to keep in mind when reading evolutionary explanations for human behavior in the media. Particularly for anything related to sex, it seems like a very hard area to be well-informed in.

EL: There’s some really interesting possibilities with the uterine upsuck. I mean the Baker and Bellis research, because of the statistical problems, and because of the logic of their own account, which is self-defeating, is kind of in a ditch. But there are a couple of new studies that came out this year that you might have seen about the heritability of female orgasm. One of them was by Kate M. Dunn et al.; the other one was by Khytam Dawood, a researcher out of the University of Chicago. There was a big twin study cohort and she and her group found that female orgasm was moderately heritable. There’s all kinds of things to say about that; I’ve discussed it in my blog contributions. Female orgasm and female orgasmic capacity is so very highly variable among women; you have some women who are very highly orgasmic in a number of different situations, with intercourse, outside of intercourse, with masturbation. And then you have quite a few women at the middle of the pack where sometimes they have orgasm and sometimes they don’t; it depends on the situation and it’s much tougher for them. And then you have a large set of women who really don’t have orgasm that often in their lives; maybe they have, I don’t know, 500 orgasms in their lives, and then you have another set that have maybe 20 orgasms in their lives, and then you have 5 to 10% of women, maybe more, who never have orgasms in their lives, ever. That’s a very big chunk of women who never have orgasms in their lives, if you’re going to consider orgasm an adaptation. This is kind of a problem.

At any rate, if you look at all the different samples of women that people have studied over the years (I summarize 32 studies in my book), if you look at, for example, Dawood’s new study or Dunn’s new study, this just confirms the kind of flat distribution of this variety. You get this picture of women that they just come in all these different varieties of orgasmic capacity, whether it’s with intercourse or whether it’s just in terms of orgasmic capacity altogether, and this is everything that we’ve learned from the sexology over the years. This poses a very difficult problem for anyone who wants to give an evolutionary account, because what it basically means is that you can’t just give one. A favorite one these days says that women have orgasm during sex “when it’s with a high-quality male”. But women who only have orgasm with a high-quality male, well, they have to be women who sometimes do and sometimes don’t have orgasm with intercourse. Maximally, that includes about 35% of women, so that’s a minority of women. And that’s a problem, because all the women who always have orgasm with intercourse, they’re not included, and all the women who rarely or never have orgasm with intercourse, they’re not included. So that’s 20% plus 34%, so 54%, of women who aren’t included in the hypothesis. If you’re going to have a hypothesis that includes only a minority of women in it, you need to have a separate hypothesis for each little subgroup of women.

And that is the model for the only sustainable type of evolutionary hypothesis that could be floated today that would be consistent with the evidence we have, because of that flat distribution of female orgasmic capacity. It means that what’s called a multistrategy set of adaptive hypotheses is necessary. We’ve got to have one situation that’s going to produce the high-orgasmic always-have-an-orgasm strategy, and another one where it’s the only-have-an-orgasm-once-in-awhile strategy that’s going to be adaptive.

And then the tricky bit comes in that there’s going to have to be fairly high resemblance between the offspring and the parent, or fairly high heritability, or else you’re not going to be able to tell an adaptive story about it. And then you’re going to have to slice up the distribution into these different components in order to tell an adaptive story about each one. But you see, because of the distribution being the way it is, that’s the only type of adaptive story that could possibly work. Because other adaptive stories have peaks, sharp peaks where you have an adaptive account and it says, “Look, the best way to be is to have a long snout, and everybody has a long snout.” Now clearly that’s not the case for orgasm, so that kind of account isn’t going to work. And the only account that’s going to be even floatable now is this multistrategy account, and so they’ve got to come up with something like that.

Going back to Dawood, I think that she’s got some of the best samples right now, and her group is pursuing this sort of multistrategy story along the lines of Baker and Bellis, but hopefully with more care, and she might be able to pursue the more interesting and more promising adaptive accounts, and that’s what I’m hoping her group is going to be doing. The oxytocin research, as I indicated in my book, is by far the most promising avenue for something having to do with the sperm upsuck; that might well have to do with sperm competition. This is the most promising avenue and that needs to be pursued, and her group is looking at that. So I’m really hoping that they develop a well-qualified set of classes so that they can then develop individual hypotheses about these subgroups and substrategies, and then float a multistrategy hypothesis that might be testable, rather than just what has happened before. Because one of the bad things about this state of affairs for the past twelve years is that because people had been saying “It’s a fact,” there was a certain laziness about testing.

TM: We’ve already answered that question, so…

EL: Yes, yes, and in fact that question hadn’t been answered, the tests were not adequate, and so I’m really hoping that the future work, especially by Dawood’s group, which I’m quite optimistic about, will fill out the most carefully articulated and theoretically plausible adaptive hypotheses that could then be tested, because I think that’s the way to go.

TM: In the book you talked about how we can’t rely on folk wisdom about orgasm the way we can on other things, because individually we know so little. Some assumptions that are “common knowledge” are wrong—e.g., increased fertility is obviously better—so I start to wonder what else we think we know that’s wrong.

EL: It didn’t strike me when I first started working on orgasm as an adaptation that the assumption that more orgasms leading to more babies was problematic until a number of years later. I don’t recall the exact circumstances but it’s quite clear that you can’t assume that more pregnancies is better. Sarah Hrdy made the case most eloquently in her book Motherhood that I cite in my book, but it’s a general principle in biology that the higher the investment in the offspring, the fewer pregnancies are going to be invested in by the mother. And the investigation of optimal birth spacing that had been done in the ’70s for human hunter-gatherer groups was done because of precisely this issue, the recognition that more babies is not better and does not mean higher reproductive success for the human species. So that’s been recognized for forever. And yet you had, for some reason, in the literature just this old assumption, apparently, that more orgasms and more fertilizations were better, whereas obviously that’s not true. I go through a series of different questions that need to be answered about connecting up uterine upsuck and fertility, and fertility with high quality males, and high-quality males with birth spacing, and birth timing, and so on and so forth.

TM: Why do people (some feminists, for example) think it’s not important if it’s not an adaptation?

EL: I really don’t know why people think that something has to be an adaptation in order for it to be important. The depth of naiveté of that is sort of hard to fathom.

TM: People sometimes take evolutionary explanations of behavior as normative, and they don’t want to hear, for example, about possible adaptive features of sexual infidelity, because they think that means that’s how we have to be. But answering the question of why females have orgasms seems to me to involve description more than prescription.

EL: I don’t know. Just in the last six weeks, I’ve done two interviews with women’s magazines, one from Glamour and one from Self, and both of them were cashing out consequences for women’s sexual behavior from the byproduct view. Both of them were following the dotted line from what I described in the book to what they were recommending to their readers in terms of sexual practices. In particular, one of them was recommending the practice of self-stimulation during intercourse in order to achieve orgasm, because of the well-documented lack of orgasm during unassisted intercourse, as I document in the book. And the second was following the dotted line from the byproduct view to the recommendation that women not follow the sexual script of first-base, second-base, home-run, sex, that they urge their boyfriends to pursue a “more roundabout method” in the bedroom, so that the woman too can achieve orgasm. And so in this case, you have Glamour and Self, following on the heels of a recent Cosmo article that was based on the book, also all about self-stimulation during intercourse. And a piece in Redbook…they’re all drawing conclusions based on what as you know is simply the delivery of a summation of 75 years of sex research. So yes, they are finding applications.

TM: I wonder if it’s possible to talk about anything involving human nature, sexuality, behavior that people wouldn’t take a prescription from.

EL: What I found in discussing these issues with the young women writers of these women’s magazines is that there’s a dearth of discussion of some of the basics of physiology out there. And I guess more importantly from a normative point of view, what appeals to them about the byproduct view is that this, to them, does seem to give them some kind of normative basis. Because they do seek some account that goes like this: Evolution made you like this; it’s a developmental thing, and you came out like this because biology made you like this. Therefore when your boyfriend head-trips you because you don’t have orgasms during intercourse, you just tell him, “I didn’t evolve in order to have orgasms from intercourse, you schmuck.” And this was never so clear to me as during a recent discussion with one of these writers, that this was a line that they were interested in taking. But yes, this is something that’s important to them to convey to their readers. And this is how it’s carrying out into the broader culture.

Near-death experiences and dreams

A recent study of people who had near-death experiences (NDEs) found that those people were more likely to have had incidents where dreaming and wakefulness intertwined to some degree. I’ve had exactly that kind of “waking dream” experience myself, and I’ve found it to be a most unpleasant state. Despite—or maybe because—it’s such an uncomfortable occurrence, I’m very curious about what’s going on, so I’ve read a little bit about it. I learned that what happens is that for some reason you’re partly asleep (having dreams and unable to move due to the muscle paralysis that accompanies some stages of sleep) but also partly awake (which makes the dreams more like hallucinations, and the feeling of paralysis recognizable and, to me, terrifying). Because people who had NDEs were more likely to also have had this kind of odd sleep/waking experience, researchers want to figure out more about what is going on in the brain to trigger these experiences.

http://www.nature.com/news/2006/060410/full/060410-2.html

Hypnagogic hallucinations are the kind of wakeful dreams that you have as you’re falling asleep, and hypnopompic hallucinations happen as you’re awakening. I mostly have the former; they happen about an hour after I go to sleep. (I think there is a transition to a different type of sleep somewhere around an hour into the night, and maybe I sometimes don’t navigate the transition well.) This Wikipedia article mentions that creative types use the hypnagogic state to tap into their creativity, and I’d love to be able to experience it that way rather than as an unpleasant time when things happen that scare the bejabbers out of me. The Wikipedia article also mentions a possible connection with temporal lobe epilepsy, which I think is associated with both creativity and a tendency toward strong religious experiences. Hypnagogic hallucinations might explain why some people believe that they’ve seen religious apparitions or encountered aliens at night.

Book review: The End of Faith

This weekend I finished The End of Faith: Religion, Terror, and the Future of Reason, by Sam Harris. Most of the book is about the dangers that uncritical faith in religion poses to the world today, the harm it has wrought so far, and the folly of letting irrational beliefs determine our social and political lives. Several years ago I heard David Sloan Wilson speak; his book, Darwin’s Cathedral: Evolution, Religion, and the Nature of Society, examines the idea that religion can be explained in evolutionary terms as an adaptation at the group rather than the individual level. Although he makes some good points, the idea of group selection is still problematic in general, and in this particular case Wilson’s analysis misses one of the most striking things about religion (to me, anyway): he focuses on the benefits a social group can gain through religion, but doesn’t address the intergroup conflicts, violence, and misery that religion causes. Harris’s book is an excellent counterweight to Wilson’s. He catalogs the often murderous cruelty that humans have perpetrated in the name of irrational and often ludicrous beliefs. Harris describes the way people have been willing to ruin or end other people’s lives over matters of faith, from the Inquisition to suicide bombers to aid programs to Africa that emphasize abstinence over condoms in fighting AIDS. He oversimplifies sometimes to drive home his point about the dangers of religious irrationality, but I agree with his claims that it’s ridiculous and wrong to hurt or kill people here and now because of ideas about what God wants.

Most of the book consists of a vigorous debunking of religious beliefs. In the last chapter or two, Harris talks about how we can face death and learn how best to live without resorting to unfounded beliefs. He does not place much reliance on an understanding of the evolutionary roots of our religious, or any other, behavior; what is adaptive or “natural” isn’t necessarily ethical or productive of happiness right now. Rather, he describes spirituality as an effort to learn, rationally and empirically, how to “change our relationship to the contents of consciousness, and thereby … transform our experience of the world.” Every time I’ve been intrigued by any type of spiritual teaching that seems to contain a glimmer of this sort of transformation, sans mumbo-jumbo, I’ve usually been turned back sooner or later because of some requirement that I swallow something incredible, at which I always balk. So I enjoyed reading things like this:

Mysticism, to be viable, requires explicit instructions, which need suffer no more ambiguity or artifice in their exposition than we find in a manual for operating a lawn mower. Some traditions realized this millennia ago. Others did not.

“Meditation”, in the sense that I use it here, refers to any means whereby our sense of “self”of subject/object dualism in perception and cognition–can be made to vanish, while consciousness remains vividly aware of the continuum of experience.

The roiling mystery of the world can be analyzed with concepts (this is science), or it can be experienced free of concepts (this is mysticism). Religion is nothing more than bad concepts held in place of good ones for all time. It is the denialat once full of hope and full of fearof the vastitude of human ignorance.

I disagreed with some of what Harris said throughout the book, and in isolation this is certainly not the single best book to read about what religion means to our species. but it provides an interesting perspective and, in the last chapters particularly, I found much to interest me. I wish I’d photocopied the extensive bibliography before taking the book back to the library. There’s a web site, http://www.samharris.org/ with a little info about the author and some forums. Harris has a degree in philosophy from Stanford and is working on a doctorate in neuroscience; I hope he writes more about the intersection of consciousness and spirituality.

Cosmic rays and life on Earth

The degree of biodiversity on Earth goes through cyclic decreases about every 62 million years; this has been going on for at least 542 million years. Recent research links this periodic decrease in species with the movement of the solar system through the galaxy. As the solar system orbits the center of the galaxy, it also moves up and down through the plane of the galaxy. More species die off when the Earth is most exposed to cosmic rays from outside the galaxy, at the high point of the solar system’s upward movement, which takes it above the galactic plane. Life is a chancy thing.

http://www.newscientist.com/article/dn8923–life-waxes-and-wanes-with-bobbing-of-the-solar-system.html

Essential luxuries: Humans and chocolate

When I think of ways that we deal with being thinking meat, I think of things like music or books or art, or love. But psychoactive plant-derived substances also have their place. Chocolate is one of the better sources in my opinion, although plenty of people swear instead by coffee or wine or marijuana or even tea.

On Christmas Eve my older son placed a gift bag full of chocolate under the Christmas tree for me. There were nine large bars in the bag, ranging in cacao content from 70% to an astounding 87%. The labels bore mysterious words like “Sao Thome”, “single origin”, “cocoa nibs”, and “criollo”. In addition to the joys of tasting the chocolate, which I am still savoring, I’m discovering the joys of learning chocolate lingo and lore.

I’ve been fond of chocolate for as long as I can remember, but when I was a child my tastes did not extend much beyond Hershey’s, and my chocolate sophistication grew only slowly. I realized that I preferred dark to light, and eventually found sources for good dark bars; the Chocolove brand has dark bars that range from 55% cacao content to 77% (plus you get a love poem inside the wrapper). Other than those variations, I was aware only of differences in the fruits and nuts added to the bars: almonds, cherries, raspberries, ginger.

After I was introduced to this rich variety of dark chocolate bars from Greg, I spent a little time exploring Sahara Mart, the store where he had bought them. I had never seen anything like it. The variety was so great that I actually felt baffled by the range of choices, and I’ve never felt unsure of myself when shopping for chocolate before. I was intrigued by the labels, and wondered how you would know whether you wanted Belgian chocolate or South American chocolate, and what made a bar made with Venezuelan beans into a European chocolate. There is obviously a great deal to be learned here.

Coffee and chocolate are relatively recent additions to the European arsenal of everyday psychoactive chemicals, and the vocabulary for both appears to have been borrowed from that used for wine. My friend Barb sent me some dark chocolate from France for Christmas, a stack of luscious dark tissue-wrapped squares each from a different locale (Ecuador, Madagascar, Sao Thome, Vanuatu…). Each type has a descriptive blurb with language reminiscent of that used to describe wines, with references to fruit or spice or tobacco, and jargon like “long on the palate” or “powerful nose”. One of the chocolate bars that Greg gave me had instructions written on the wrapper for how to taste good chocolate, which reminded me of the advice for tasting wine (although you cannot admire the glossy shine of the wine or run your thumb over it to release the aroma). Coffee is also described sometimes in the lyrical metaphors used for wine, and I’ve seen coffee ratings that assign numerical scores for qualities like body, acidity, flavor, aftertaste, and something labeled “roast (agtron)”. Evidently there is a rich coffee lore to be learned as well.

Curiously, one of the things that these essential luxuries have in common is the sort of link to a particular environment that is summed up in the word “terroir”. Terroir describes the way that geography and climate and weather and soil affect the taste of the coffee or tea or chocolate or wine. The sunlight, soil chemistry, moisture, humidity, and temperature of each area will nurture a particular taste, and even that will vary from year to year. For wine and chocolate, the term “varietal” or “select origin” is related to where the grapes or beans come from, although I’ve had a hard time pinning down exactly what it means to the chocolate world; the size of the region involved can be as small as a particular plantation or as large as a country.

At Sahara Mart, you can find chocolate bars from the same company, with the same cacao content, that differ only in the country of origin. (I wonder if I will ever be able to identify the origin of a chocolate bar by taste.) I used to send good coffee to one of my brothers, who for awhile carried his passion for coffee to such lengths that he was roasting his own beans. I don’t drink coffee, so the names didn’t tell me much about the qualities of the coffee, but I was enchanted by them anyway, redolent as they were of tropical locales. Certainly the tropical origins and the history of chocolate add to its romance. The cocoa tree, Theobroma cacao, grows only within 20 degrees of the equator at lower elevations. The name “theobroma” comes from the Greek words that mean “food of the gods”. This is one of the facts I relish about chocolate. Others may sing the praises of their everyday drug of choice, but chocolate is the only one, as far as I know, that claims with its very name that it’s the chosen nourishment of deities.

But of course it’s not just the romance of place that makes these essential luxuries so compelling. They all have some kind of physiological and psychological effects, due to their chemical makeup. Chocolate doesn’t give you a buzz or make you go zoom, but it does seem to make people happy. On stressful days or during long meetings at work, one of my bosses passes around some chocolate to relieve the stress. It’s amazing, when you stop to think about it, how substances that contribute so much to our lives require such extensive processing to get them to their optimum state. Actually coffee and cacao need to be processed in order to even be fit for human consumption, because the untreated seeds are so bitter.

I can understand how someone might have discovered by happy accident that grapes ferment and realized that unlike many other fermented products, they are enhanced rather than spoiled by the process. Winemaking could take off from there easily enough. But it’s surprising that anyone thought to roast and grind cocoa beans up, much less put chocolate through the complex process it requires to go from pod to Godiva. The bitter seeds are surrounded by a sweet sticky substance; the bean pods don’t break open by themselves, and so the tree relies on animals to break open the pods for the sweet reward inside. The bitter seeds offer no temptation to nibblers, so they are discarded wherever the animal drops them when it’s done with the sweet stuff, and the tree gets its seed dispersed and thus, in the manner of all living things, it works to ensure that its kind continue upon the Earth.

That’s straightforward enough. But then someone thought to process the seeds so that they are edible. This involves fermenting, drying, roasting, and winnowing (winnowing removes the husks of the shell). (Cocoa nibs, by the way, are the shelled, degermed beans. They add a pleasant crunch to a bar of dark chocolate.) After the beans have been subjected to all of this, they are then ground to make a product called “mass” which is the basis for a number of chocolate goodies. Dried, it becomes cocoa powder; with the addition of sugar and possibly milk, and further processing, it becomes chocolate. Once chocolate becomes tempting to eat, the alkaloids that make the beans bitter become important for their amazing effects on some animals.

There’s nothing particularly mysterious about plants containing things that are useful to humans. Plants and humans have co-evolved; we have adapted to the foods available where our ancestors came from. For a good introduction to the co-evolution of humans and their food, read Gary Paul Nabhan’s Why Some Like It Hot: Food, Genes, and Cultural Diversity. He describes things like the relationship between fava beans and malaria or lactose intolerance and climate, and also explains why a move away from a traditional diet can be so devastating to the health. Plants naturally produce chemicals that slot into human biochemistry one way or another; that’s how natural herbal remedies work (to the degree that they work at all, of course). Over time, humans apply selection pressure to cultivate the types of plants that help them the most, breeding for certain characteristics.

Some of the reputed health benefits of chocolate, especially dark chocolate with less sugar, are due to the presence of flavonols, antioxidants, and trace elements similar to those that make other fruits and vegetables so good for us. Chocolate contains phenols that might promote cardiovascular health, for example, and the trace mineral magnesium. (There is some speculation that the magnesium might be the reason that premenstrual women often crave chocolate.)

But more mysterious and magical than the contributions to cardiovascular health, as welcome as those may be, are the chemicals that mesh with our own brain chemistry in pleasant ways. Coffee, tea, chocolate, and marijuana are different from alcohol in that they have their effects on us through alkaloids that interact with an existing chemical network in our brains; their chemistry unlocks doors in our brain for which we also have endogenous chemical keys. Alcohol tinkers with the brain surely enough, but it doesn’t contain chemicals that match so amazingly to our existing receptors.

Alkaloids are organic molecules that are usually derivatives of amino acids. Often bitter-tasting and frequently toxic, alkaloids have evolved in plants to discourage animals from eating them, or to encourage only certain animals to eat them. Nicotine and caffeine, although tolerated in certain doses by humans, can fairly be described as toxins. Theobromine, the active ingredient in chocolate, is also toxic for some animals (most famously dogs, when they consume it at high doses). But through the magic of roasting or drying or other types of processing, beans that are loaded with these toxins become some of the greatest delicacies for us humans.

Caffeine and theobromine belong to a class of alkaloids called methylxanthines. Both occur in coffee, tea, and chocolate. In chocolate, there is far more theobromine than caffeine. Like its cousin caffeine, theobromine is a central nervous system stimulant (although much milder in its effects than caffeine); theobromine is also a diuretic and a vasodilator, meaning that it dilates blood vessels (by relaxing their walls). As a hypertensive, I was very interested to learn this, although chocolate also contains phenylethylamine, which is related to the amphetamines and raises blood glucose and blood pressure. According to a recent study, dark chocolate does have the overall effect of lowering blood pressure.

The caveat on any study about the health benefits of chocolate is that the sugar and fat content are generally high. Cocoa butter has a high stearate content, and stearates melt at body temperature, which is part of what gives chocolate its luscious texture. The sugar also probably provides part of the chocolate thrill, although it certainly seems to me that there is much more going on than that, because other sweet treats don’t come anywhere close to being as satisfying as chocolate. At any rate, chocolate is never going to play a major role in a healthful diet. Moderation is in order, and keep in mind that the darker the chocolate, the more health-enhancing substances it contains.

No one knows exactly what the body’s cannabinoid network does.
Several of the chemicals in chocolate play a role in the brain’s chemistry. For example, chocolate contains some serotonin, which is known to be important in regulating mood. Something in high-fat chocolate foods might prompt the brain to produce endorphins, the brain’s own endogenous opiates. Chocolate also contains two compounds that are chemically related to a substance the brain produces, anandamide. The name comes from the Sanskrit word for bliss, and anandamide is the body’s own home-grown analog for THC, the active ingredient in marijuana. Humans have receptors for it not only in the brain but throughout the body. These chemical relatives of anandamide may affect the anandamide receptors directly, or possibly affect the way we react to the body’s own anandamide, enhancing or prolonging its effects by slowing the rate at which this normally short-lived chemical is absorbed.

The reason we have receptors that work with plant-derived stimulants like caffeine and theobromine is not that our receptor systems co-evolved with the plants that produced these substances; we’ve been cultivating these plants for too short a time. They work on us in the way they do because the body has its own stimulant system, the famous fight-or-flight response powered by the adrenals; these stimulants mimic the action of our own biochemistry. It’s a similar story for plant-derived opiates; we have opiate receptors not because we’ve adapted to use these substances from plants, but because our bodies produce their own opiates (endorphins, whose name comes from the words “endogenous morphine”). The plant substances slot into an already existing system in the body, this one also designed to help us deal with stressful situations.

No one knows exactly what the body’s cannabinoid network does. (It’s not even clear what plant-based THC does for the plant; possibilities include protection from potentially damaging ultraviolet radiation, defense against pests—addling them rather than killing them—or perhaps even antibiotic properties.) Endogenous cannabinoids may play a role in seizure frequency in epileptics; they may foster neurogenesis (the growth of new neurons) and help protect the brain from the effects of strokes.

The endogenous cannabinoid system is also important in learning and memory as well as pain relief. Michael Pollan has written about the possible functions of this network in The Botany of Desire: A Plant’s-Eye View of the World, Pollan cites the ideas of Raphael Mechoulam, the first to identify and synthesize THC, who speculates that in addition to its other functions, it may help regulate the processing of emotion. Allyn Howlett, who discovered THC receptors in mouse neurons, suggests that its usefulness in pain relief and the blurring of memory might make it, as Pollan puts it, “the brain’s own drug for coping with the human condition”.

One of the more noteworthy effects of THC and our endogenous cannabinoids is short-term memory loss. Pollan suggests that perhaps in addition to the brain systems devoted to the task of remembering, we also need a system for forgetting. Our minds and bodies are overwhelmed by incoming data, and if we remembered every single bit of it, we’d never be able to find the most important bits. We generalize, we condense multiple similar experiences in our memories, and we forget. This removes some of the enchantment from the world, because we ignore things that we’re familiar with, but it also makes it a manageable place. By interfering with our memory, perhaps marijuana re-enchants the world by allowing us to forget that we’ve gotten jaded by constant contact with the things of everyday life. Forgetting is a key to mindfulness and living in the timeless now. Might some of the chemicals in chocolate do the same thing, in a more subtle way, by allowing anandamide to circulate longer?

Chocolate contains around 300 known chemicals. Perhaps the anandamide relatives, combined with the pleasant stimulation of the theobromine, the sweetness and smoothness of the sugar and fat, and other neurochemicals like serotonin, provide us with just a taste of bliss, not enough to keep us from functioning more or less normally, but enough to make us feel good. The combination of ingredients makes chocolate a potent treat. If the brain reacts to chocolate in part through a brain system for forgetting that helps to us to rediscover the magic of the everyday, that makes it even more deserving of the name “food of the gods.”

The other day I went with a friend to Sahara Mart; he had never seen their chocolate section. We browsed contentedly up and down the display, studying the labels. I picked out some chocolate for another friend (I’ve still got plenty of Christmas chocolate at home to enjoy); he selected a couple of bars to take home with him. We both made mental notes about the kinds we’d like to try some day. As we prepared to leave, we took one last look at our haul and scanned the shelves with satisfaction, contemplating the chocolate awaiting us.

“Doesn’t it make you feel better about life?” I asked.

“Yes, it does,” he said.

Daniel Dennett at IU

Daniel Dennett is visiting Indiana University this week; I’ve heard him give two talks so far, and there’s one more on Thursday. Dennett is a philosopher of mind at Tufts who has written about evolution, consciousness, free will, and most recently about the study of religion as a natural phenomenon. He writes on topics that are central to the idea of humans as thinking meat, namely, naturalistic explanations of how our minds work. Until yesterday I had not heard him speak so I didn’t know that in addition to being a brilliant writer he’s also a very entertaining speaker. Yesterday he talked about consciousness and tonight about free will. I’m not going to try to summarize either talk, because both of the talks and the discussions after each were extraordinarily rich in ideas. But here are a few of the things that stuck in my mind:

When talking about what an ideal theory of consciousness would look like, he said it would be like walking into a deserted factory, everything chugging away and all the work going on, but not a person in sight. I can see why it might be a disconcerting image, but I like it. It’s obvious to anyone who pays attention that we don’t have anything like the whole picture of what’s going on in our brains, and I can live with the idea that the experience of being conscious is an intriguing and complex property arising out of the way the mental machinery runs (and that there’s nothing particularly mysterious that needs a supernatural explanation). Dennett quoted with relish a detractor who said he claimed not that the emperor had no clothes, but that the clothes had no emperor; that’s actually a pretty good way to put it.

Dennett used the concept of magic and various nifty visual illusions to discuss the nature of reality as it relates to consciousness. This is I believe a direct quote from his last slide: The “magic of consciousness”, like stage magic, defies explanation only so long as we take it at face value. Once we appreciate all the non-mysterious ways in which the brain can create benign “user illusions”, we can begin to imagine how the brain creates consciousness.

He spoke of free will as arising out of the “evolution of evitability” (evitability being the degree to which events can be avoided). Evitability is increasing in the world, and our evolved competencies give us moral agency and responsibility even though absolute free will isn’t possible and isn’t worth wanting. As an example of the increase in evitabiilty, he spoke of how we could conceivably avert an asteroid strike, given sufficient warning; “The planet after three billion years has grown a nervous system, and we’re it.” As a beautiful description of the increase of evitability, he offered the following quote from Paul MacCready: “Over billions of years, on a unique sphere, chance has painted a thin covering of life—complex, improbable, wonderful, and fragile. Suddenly we humans, (a recently arrived species no longer subject to the checks and balances inherent in nature), have grown in population, technology, and intelligence to a position of terrible power: we now wield the paintbrush.”

These are just a very small selection of highlights; if you want to learn more, you need to read the books. This evening Dennett recommended the following to someone who hadn’t read any of his books yet: start with Darwin’s Dangerous Idea: Evolution and the Meanings of Life, then read Freedom Evolves, then Consciousness Explained (which he said is his most difficult book), and finally his latest, Breaking the Spell.

Separation of science and religion

This essay from the New York Times by William Broad makes a case (in my opinion a weak one) for why science and religion need not struggle against each other; the essence of his argument is that science and religion inhabit separate spheres and if scientists would show some humility and not expect to explain everything in naturalistic terms, science and religion could peacefully co-exist. (Since I set great store by our ability to explain things in naturalistic terms, I found this essay extremely irritating.) Science and religion are distinctly different kinds of endeavors, so in that sense they are non-overlapping. But there is plenty of overlap in the subject matter they cover (the origins of the earth and the universe, the origins of humankind, and increasingly the reasons for emotions and behavior). And that is where many of the problems lie.

Broad takes as an example the discovery that the prophecies of the ancient Oracle of Delphi were fueled by a mix of intoxicating gases arising through geological processes to the temple where the oracle presided. While explaining the trance states the oracle entered, these scientists declined to discuss the meaning of her utterances or why people set such store by them. I don’t know what field these scientists were in, but they sound like geologists to me, and since the brain science behind how humans use language to create and find cultural meaning is in its infancy if that, I can understand why geologists would not want to speculate in that area. (Actually the “seeming reliability of her pronouncements” can probably be understood in terms of people remembering and maybe writing down the good ones and forgetting the bad ones, or possibly interpreting them after the fact the way people do with Nostradamus.) In other words, just because one branch of science can’t explain everything right now about a phenomenon, that doesn’t mean that the not-yet-understood bits have to be left to religion to explain.

Furthermore, this story about the Oracle of Delphi doesn’t touch on any of the things that exercise religious fundamentalists today. Few people care all that much about how the oracle inspired Socrates, and I’d bet that no one’s religious identity relies on any of her words or their supposedly divine inspiration. This is not a very realistic test for the ability of religious fundamentalists to accept science’s findings about something that matters to them, like for example the origins of humankind. And if it had been, say, the Sermon on the Mount or the Ten Commandments that had been found to be inspired by subterranean intoxicating gases percolating up through a fault system, if scientists had studied just that and nothing about the enduring meaning that people have found in these things, the protests would likely range from cries of “Reductionism!” to cries of “Blasphemy!”

Risk factors for depression

A long-term study of 127 people has yielded some insight into the genetic and situational factors that contribute to depression. Researchers analyzed the participants’ DNA and followed up with them every five years to ask about major life events and depression. The DNA analysis allowed them to identify three different populations: people who are genetically prone to depression, those who are genetically resistant, and those whose DNA represents a mix of both types. When there are enough negative events in a person’s life within a one-year period, those who are genetically liable to depression are much more likely to become depressed than those who are genetically resistant. But even for the genetically vulnerable population, it’s not just a single bad thing happening that can trigger depression, but multiple negative events within a certain time period. Research into the subtleties of genetic and social factors in depression seems like it’s bound to yield better treatments and maybe even ways to help prevent depression. Based on my own experiences with depression, it’s not a simple matter to sort out all the factors that go into a particular depressive episode or even into a tendency toward depression, and one size certainly does not fit all, so this strikes me as very interesting work.

http://www.eurekalert.org/pub_releases/2006-03/uons-nna030106.php